Forge Trust
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Account
401(k) Account Acceptance for Self-Employed only
Acknowledgement and signature of acceptance of the terms of a 401(k) account agreement. Required if submitting 401(k) Application for Self-Employed via email or fax.
401(k) Account Application kit for Self-Employed only
This kit includes all the necessary forms and instructions to establish a Self-Directed 401(k) account, must mail in with a photo ID.
Account Owner Information Change
Use this form to make changes to your address, phone number and email address
Beneficiary Designation or Changes
Use to make changes to beneficiary information. If you designate multiple beneficiaries, be sure that you include the percentage attributable to each beneficiary and that the total equals 100%.
Inherited IRA
Use this form if establishing an Inherited/Beneficiary IRA and submit in addition to Account Application.
Limited Power of Attorney
Use this form to grant limited authority over your existing retirement account at Forge Trust Co. to your Investment Advisor.
New Account Application Kit
This kit includes all the necessary forms and instructions to establish a Self-Directed lRA account.
Representative Authorization
Complete this form if you want to be designated as an authorized representative on your client account
Representative Information Change
For individuals or entities that have been designated as an authorized representative: Use this form to update your own information. This form will NOT be forwarded to your client to sign.
Representative Kit
For account representatives and investment sponsors: A complete portfolio containing the forms necessary to assist your clients in establishing their self-directed account, funding it and/or transferring assets from another IRA or qualified retirement plan, and making an investment.
Representative Online Account Access Request
For individuals or entities that have been designated as an authorized representative: You must complete this form to establish or manage online account access to your clients’ accounts. This form will NOT be forwarded to your client to sign.
Roth Conversion and Recharacterization Request
Use this form to request one of the following: a Roth Conversion (conversion from a Traditional IRA, Simple or SEP account to a Roth IRA), or a Recharacterization (correct a contribution or conversion from one account to another).
Funding
Deposit Notification
Use this form for any deposit. Checks will be held for 3-5 business days before the funds will be available. Checks must be made payable to "Forge Trust Co. CFBO: name and account number."
Direct Deposit ACH Notification
This form should be used to notify us of an incoming direct deposit (ACH). The sender must complete and send to Forge Trust so that it is received by us when payment is being sent. If this form is incomplete, or if it is not received by us in a timely manner, funds may be returned to the originating bank.
Transfer Authorization
Complete this form if transferring cash and/or assets in-kind from another IRA custodian. Requires original signature.
Transfer Authorization Cash Only
Complete this form if transferring cash only from another IRA custodian. Requires original signature.
Investment
In-Kind Investment or Exchange Request
Complete this form to move assets from your IRA to your IRA LLC or from your IRA LLC to your IRA, or if you wish to exchange an asset currently held in your IRA with another asset.
Incoming Asset Questionnaire
Please complete this for to be used by all individuals transferring Assets In-Kind to Forge Trust.
Investment Authorization
You may use this form to authorize the purchase of an investment. However, we recommend using the Investment Authorization Kit which includes instructions and the other forms required to accompany this authorization.
Investment Authorization Kit
This kit includes all the necessary forms and instructions to make an investment, the Investment Authorization, Prohibited Transaction Questionnaire and Wire Request forms. This paperwork should be accompanied by the supporting document for the purchase, see Documents Requirement list included in the kit.
Prohibited Transactions Questionnaire
Investors who lend funds from their IRA to a business entity, or invest in a Limited Partnership or Limited Liability Company (exclusive of IRA LLCs) must complete this questionnaire.
Other
Distribution Request Kit
Use this form to make a withdrawal payable to yourself.
RMD Asset In Kind Request
Use this form to request an RMD Asset In Kind distribution.
RMD Distribution Request
Use this form to initiate an RMD Cash Distribution.