This kit includes all the necessary forms and instructions to establish a Self-Directed SEP or SIMPLE IRA account. Additionally, complete and send the SEP or SIMPLE employer form required.
Acknowledgement and signature of acceptance of the terms of a 401(k) account agreement. Required if submitting 401(k) Application for Self-Employed via email or fax.
Use to make changes to beneficiary information. If you designate multiple beneficiaries, be sure that you include the percentage attributable to each beneficiary and that the total equals 100%.
For individuals or entities that have been designated as an authorized representative: Use this form to update your own information. This form will NOT be forwarded to your client to sign.
For individuals or entities that have been designated as an authorized representative: You must complete this form to establish or manage online account access to your clients’ accounts. This form will NOT be forwarded to your client to sign.
Use this form to request one of the following: a Roth Conversion (conversion from a Traditional IRA, Simple or SEP account to a Roth IRA), or a Recharacterization (correct a contribution or conversion from one account to another).
Complete this form to notify us when an ACH, check, or wire deposit is sent. Checks must be made payable to “Forge Trust Co. FBO [Client Name]” and will be held for 5 business days.
Use this form to initiate an "in-kind" rollover of an investment held in a qualified account, such as a 401(k), Defined Benefit Plan, or an investment that was distributed to you directly from another IRA custodian.
Complete this form to make your initial investment into a Private Equity or Precious Metals Investment. These should accompany any paperwork required by the investment provider.
Complete this form to make a subsequent/additional investment into an existing Private Equity or Precious Metals Investment. These should accompany any paperwork required by the investment provider.
Complete this Investment Authorization packet to authorize your purchase of BlueVault Precious Metals. These should accompany the invoice/purchase order for the investment. The packet also includes the BlueVault Wire Request and BlueVault Depository Expense Payment Request forms.
Investors who lend funds from their IRA to a business entity, or invest in a Limited Partnership or Limited Liability Company (exclusive of IRA LLCs) must complete this questionnaire.
Complete this form to move assets from your IRA to your IRA LLC or from your IRA LLC to your IRA, or if you wish to exchange an asset currently held in your IRA with another asset.
This form must be completed by a Sponsor/Issuer of a private investment (e.g. private shares or funds) to provide current valuation information for their investments held at Forge Trust.
Required when requesting an investment in a private, single-member or family IRA LLC. Please review, sign and return with your Investment Authorization.
